Scott R. Baldwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Ronald Baldwin was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1987. Scott had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2015 - December 4, 2023
YOUNG AMERICA CAPITAL, LLC
June 9, 2009 - May 30, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
September 25, 2008 - June 8, 2009
ROSENTHAL COLLINS CAPITAL MANAGEMENT, LLC
January 13, 2003 - December 31, 2007
UHLMANN PRICE SECURITIES, LLC
June 18, 2001 - December 31, 2002
MONERE INVESTMENTS, INC.
November 9, 1992 - September 7, 1994
COOPER INVESTMENT PARTNERS
July 25, 1991 - June 7, 1993
REFCO SECURITIES, LLC
August 18, 1987 - September 21, 1990
REFCO SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
YOUNG AMERICA CAPITAL, LLC
CRD#: 150443 / SEC#: , 8-68260
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
