Douglas E. Reese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Evans Reese, who also goes by Douglas Evan Reese, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1999. Douglas had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2017 - October 29, 2024
LOTUSGROUP ADVISORS
January 1, 1999 - December 31, 2017
WEALTH ASSOCIATES, INC.
Primary Firm SEC Registration
LOTUSGROUP ADVISORS
CRD#: 143379 / SEC#: 801-111051
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOTUSGROUP ADVISORS
CRD#: 143379 / SEC#: 801-111051
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 622 |
| AUM (Assets Under Management) | $ 233,912,867 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/16/2024 | ||
| 01/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
