Pamela K. Hult
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Kaye Hult, who also goes by Pamela Kaye Davis, Pamela Kaye Jensen, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1987. Pamela had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2004 - January 6, 2005
UNITED HERITAGE FINANCIAL SERVICES, INC.
February 23, 2000 - December 31, 2002
LEGACY FINANCIAL SERVICES, INC.
November 13, 1997 - March 4, 1999
OSAIC FS, INC.
June 23, 1994 - November 17, 1997
WOODBURY FINANCIAL SERVICES, INC.
September 27, 1993 - May 23, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 9, 1990 - April 6, 1993
THE O.N. EQUITY SALES COMPANY
June 11, 1987 - April 6, 1993
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UNITED HERITAGE FINANCIAL SERVICES, INC.
CRD#: 35316 / SEC#: , 8-46649
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UNITED HERITAGE FINANCIAL GROUP | OWNER | |
| BAKER, GEOFFREY MORGAN | GENERAL COUNSEL/VICE PRESIDENT | 4760890 |
| DELANA, KENT MICHAEL | GENERAL SECURITIES PRINCIPAL CHEIF COMPLIANCE OFFICER/DIRECTOR | 2647282 |
| HALL, RICHARD EDGAR | CHAIRMAN | |
| JOHNSON, DENNIS LANE | VICE PRESIDENT/DIRECTOR | 2418282 |
| SMITH, RODNEY L | VICE CHAIRMAN | |
| WINDERL, JACK JAY | PRESIDENT/DIRECTOR | 2545413 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
