Rudolph R. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rudolph Raynard Jones, who also goes by Ray Jones, was a registered financial professional .
Rudolph is a previously registered financial professional and started their career in finance in 1995. Rudolph had worked at 2 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 1996 - March 8, 1996
JWGENESIS SECURITIES, INC.
December 22, 1995 - February 5, 1996
JOSEPH ROBERTS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JWGENESIS SECURITIES, INC.
CRD#: 33832 / SEC#: , 8-46367
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
| Arbitration | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
