Daniel P. Jenks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Parker Jenks, who also goes by Dan Jenks, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1987. Daniel had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2011 - May 31, 2016
NEWPORT COAST SECURITIES, INC.
July 16, 2002 - February 28, 2011
WITENBERG INVESTMENT COMPANIES, INC.
March 3, 1995 - July 17, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
May 11, 1992 - February 24, 1995
WEDBUSH SECURITIES INC.
November 9, 1990 - April 28, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 18, 1987 - June 20, 1990
WAMU INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
