Peter H. Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Healy Brennan was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 1996 - June 16, 2017
TULLETT PREBON FINANCIAL SERVICES LLC
October 28, 1996 - October 9, 2008
TULLETT LIBERTY BROKERAGE INC.
July 13, 1994 - November 12, 1996
CANTOR FITZGERALD SECURITIES
January 24, 1989 - June 29, 1994
INTERCAPITAL SECURITIES LLC
July 25, 1987 - November 23, 1993
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
Red Flags
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