Donald P. Loyd

LOYD FINANCIAL MANAGEMENT

Centennial, CO 80111

Some features on this profile are disabled

CRD#: 1678089

Professional summary

Donald Phillip Loyd, CFP® is a registered financial advisor currently at LOYD FINANCIAL MANAGEMENT INC. located in Centennial, Colorado.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Donald has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 51, Series 24 and Series 27 exams.

Question & Answer

What are your service offerings?

Tax Planning

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Phillip Loyd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

January 13, 2018 - Present

LOYD FINANCIAL MANAGEMENT INC.

Office #1: 7475 East Peakview Avenue, Building 10, Centennial, CO 80111

RIA

CRD#: 112236

Centennial, CO

Past

May 13, 2016 - December 20, 2017

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

CENTENNIAL, CO

Past

May 13, 2016 - December 20, 2017

SIGNATOR INVESTORS, INC.

CRD#: 468

CENTENNIAL, CO

Past

September 4, 2009 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CENTENNIAL, CO

Past

September 4, 2009 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

CENTENNIAL, CO

Past

September 3, 2002 - September 4, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

RIA

CRD#: 3600

CENTENNIAL, CO

Past

January 7, 1992 - September 4, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

CENTENNIAL, CO

Past

November 19, 1990 - December 31, 1991

SCHNEIDER SECURITIES, INC.

CRD#: 16434

DENVER, CO

Past

January 29, 1990 - August 29, 1990

ACUMENT SECURITIES, INC.

CRD#: 7661

SAN FRANCISCO, CA

Past

March 23, 1989 - October 18, 1989

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Past

August 20, 1987 - April 3, 1989

GENESEE INVESTMENT CORPORATION

CRD#: 10505

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOYD FINANCIAL MANAGEMENT INC.

CRD#: 112236 / SEC#: 801-129710

RIA

Registered Investment Advisory firm - (3/18/2024 Approved)

California

Registered Investment Advisory firm - (4/19/2024 Terminated)

Colorado

Registered Investment Advisory firm - (3/27/2024 Terminated)

Michigan

Registered Investment Advisory firm - (4/1/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/18/2018)

IAR

Colorado
(1/13/2018)

IAR

Michigan
(2/28/2018)

IAR

Texas
(6/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/1/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/15/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 2/18/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/9/1988

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 6/16/1988

Financial and Operations Principal Examination

Current Firm

LOYD FINANCIAL MANAGEMENT INC.

CRD#: 112236 / SEC#: 801-129710

RIA

Registered Investment Advisory firm - (3/18/2024 Approved)

California

Registered Investment Advisory firm - (4/19/2024 Terminated)

Colorado

Registered Investment Advisory firm - (3/27/2024 Terminated)

Michigan

Registered Investment Advisory firm - (4/1/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7475 East Peakview Avenue, Building 10, Centennial, CO 80111

Mailing Address

Phone number

(303) 779-0987

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOYD FINANCIAL MANAGEMENT FORM ADV BROCHURE (2/25/2026)

Regulatory assets under management

Total Number of Accounts	493
AUM (Assets Under Management)	$ 133,543,388

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Donald P. Loyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Phillip Loyd's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

SCHNEIDER SECURITIES, INC.

ACUMENT SECURITIES, INC.

BLINDER, ROBINSON & CO., INC.

GENESEE INVESTMENT CORPORATION

Primary Firm SEC Registration

LOYD FINANCIAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/1/1988

SIE

Date: 12/20/2017

Series 3

Date: 6/15/1990

Series 7

Date: 8/15/1987

Series 51

Date: 2/18/2003

Series 24

Date: 12/9/1988

Series 27

Date: 6/16/1988

Current Firm

LOYD FINANCIAL MANAGEMENT INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOYD FINANCIAL MANAGEMENT INC.

TRUST BUT VERIFY

Contact information

Similar Advisors