David E. Brown
Professional summary
David Elliot Brown, who also goes by David Brown, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
David is registered as a RR (Registered Representative) and started their career in finance in 1990. David has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 27, Series 51, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Elliot Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2021 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660May 23, 2018 - June 8, 2020
HORACE MANN INVESTORS, INC.
March 1, 2017 - June 8, 2020
HORACE MANN INVESTORS, INC.
August 23, 2005 - July 11, 2007
CHASE INVESTMENT SERVICES CORP.
August 22, 2005 - July 11, 2007
CHASE INVESTMENT SERVICES CORP.
May 6, 2002 - August 10, 2005
SWENEY CARTWRIGHT & COMPANY
August 19, 1999 - May 9, 2002
FORESIDE DISTRIBUTION SERVICES, L.P.
September 21, 1992 - November 16, 1998
FIFTH THIRD SECURITIES, INC.
April 24, 1990 - August 14, 1992
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2021)
Exams
Series 99TO
Date: 9/15/2023
Operations Professional ExaminationSeries 8
Date: 7/20/1992
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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