Stephen E. Mcpherson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Eric Mcpherson, who also goes by Steve Mcpherson, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1987. Stephen had worked at 6 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2014 - July 9, 2019
TAYLOR CAPITAL MANAGEMENT INC.
April 9, 2012 - November 13, 2014
STONEX SECURITIES INC.
June 16, 2006 - April 27, 2012
SIGNATURE ESTATE SECURITIES, LLC
July 8, 2003 - June 15, 2006
ONEAMERICA SECURITIES, INC.
May 21, 2001 - November 8, 2001
ONEAMERICA SECURITIES, INC.
May 21, 2001 - November 8, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
September 14, 1987 - December 31, 1991
HISTORIC SQUARE EQUITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAYLOR CAPITAL MANAGEMENT INC.
CRD#: 43559 / SEC#: , 8-50313
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
