William R. Howell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Ray Howell, who also goes by William R Howell, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1987. William had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2016 - August 4, 2017
AMERICAN TRUST INVESTMENT SERVICES, INC.
October 4, 2013 - January 29, 2016
MANAGED ACCOUNT SERVICES, LLC
September 24, 2009 - July 11, 2013
SILVER LEAF PARTNERS, LLC
April 26, 2005 - October 5, 2009
SHELBOURNE SECURITIES, LLC
March 17, 2003 - June 1, 2004
CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.
May 16, 2000 - March 20, 2002
GREYSTONE CAPITAL HOLDINGS CORPORATION
March 10, 1997 - February 10, 1998
GREYSTONE CAPITAL HOLDINGS CORPORATION
October 20, 1987 - May 16, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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