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Sherry Driskell Criscogriffin

CRD# 1677417·Registered 1987 - 1997
Previously Registered: Being a previously registered professional could mean that Sherry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sherry Driskell Criscogriffin, who also goes by Sherry Driskell Crisco, was a registered financial advisor. Sherry was a previously registered financial professional and started their career in finance 1987 - 1997. Sherry had worked at 2 firms and has passed the Series 63, Series 22 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sherry Driskell Crisco

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

U.S. INVESTMENTS, INC.·CRD# 22841
BD
Dallas, TX
November 21, 1988 - July 1, 1997
TEXAKOMA FINANCIAL, INC.·CRD# 16910
BD
May 28, 1987 - September 21, 1987

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Current Firm

UI
U.S. INVESTMENTS, INC.

U.S. INVESTMENTS, INC.

CRD#: 22841 / SEC#: 8-39992
BD
Terminated by SEC on 07/07/1996

Contact Information

Established

Texas since 06/28/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1987About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed May 1987About the Series 22 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Sep 1988About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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