John A. Griffo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Arnold Griffo, who also goes by John Arnold Griffo Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 6 firms and has passed the Series 63, Series 72 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2019 - June 21, 2021
DINOSAUR FINANCIAL GROUP, L.L.C
June 14, 2018 - September 5, 2018
BGC FINANCIAL, L.P.
July 6, 2015 - December 11, 2017
TULLETT PREBON FINANCIAL SERVICES LLC
February 1, 2002 - July 10, 2015
ICAP SECURITIES USA LLC
April 2, 2001 - January 25, 2002
ICAP SECURITIES USA LLC
August 16, 1990 - April 9, 2001
TULLETT LIBERTY BROKERAGE INC.
October 17, 1988 - July 17, 1990
CHAPDELAINE & CO. GOVERNMENT SECURITIES, INC.
July 25, 1987 - October 1, 1988
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
