David R. Schnitzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Ronald Schnitzer was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2001 - April 26, 2002
SCHONFELD SECURITIES, LLC
January 11, 2001 - March 7, 2001
ON-SITE TRADING, INC.
January 27, 1998 - April 21, 1999
PRUDENTIAL EQUITY GROUP, LLC
March 12, 1993 - February 9, 1998
UBS FINANCIAL SERVICES INC.
February 13, 1990 - March 17, 1993
CITIGROUP GLOBAL MARKETS INC.
May 21, 1987 - February 22, 1990
MORGAN GLADSTONE & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/7/2001
Limited Representative-Equity Trader ExamCurrent Firm
SCHONFELD SECURITIES, LLC
CRD#: 23304 / SEC#: , 8-40148
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
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