Gary J. Schumacher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary John Schumacher was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1987. Gary had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2017 - August 6, 2018
DAVID LERNER ASSOCIATES, INC.
December 8, 2015 - September 15, 2017
REGAL SECURITIES, INC.
August 19, 2013 - September 2, 2015
COWEN PRIME SERVICES LLC
July 15, 2011 - May 31, 2013
TFS DERIVATIVES LLC
February 24, 2010 - July 18, 2011
TRADITION SECURITIES AND DERIVATIVES LLC
February 10, 2010 - February 24, 2010
TFS DERIVATIVES LLC
February 15, 2002 - March 21, 2002
ICAP SECURITIES USA LLC
July 25, 1987 - January 25, 2002
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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