Scott W. Somerville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott William Somerville was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1987. Scott had worked at 4 firms and has passed the Series 63, Series 72 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2023 - February 27, 2024
TP ICAP GLOBAL MARKETS AMERICAS LLC
August 25, 2008 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
September 26, 1994 - October 9, 2008
TULLETT LIBERTY BROKERAGE INC.
July 25, 1987 - September 30, 1994
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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