Benedetto C. Salerno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benedetto Charles Salerno, who also goes by Benny Salerno, was a registered financial professional .
Benedetto is a previously registered financial professional and started their career in finance in 1987. Benedetto had worked at 3 firms and has passed the Series 72 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2017 - November 1, 2021
LPS CAPITAL LLC
February 15, 2002 - April 25, 2017
ICAP SECURITIES USA LLC
October 26, 1999 - January 25, 2002
ICAP SECURITIES USA LLC
October 15, 1990 - April 28, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
July 25, 1987 - September 11, 1990
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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