Patrick H. Cotter

KINETIC INVESTMENT MANAGEMENT

Coconut Creek, FL 33073

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CRD#: 1677021

Professional summary

Patrick Hayes Cotter, who also goes by Patrick H Cotter, is a registered financial advisor currently at KINETIC INVESTMENT MANAGEMENT, INC. located in Coconut Creek, Florida.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Patrick has worked at 21 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 3, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick H Cotter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

7/2024 Cotter Financial Group, LLC; Founder/ Retirement Income Planning Specialist, Investment Related; Tax Purposes; Coconut Creek, FL; 10 Hours / month; 2 Hours during trading hours/month; doing workshops and building a foundation of centers of influence for referral purposes 1990 Independent Licensed insurance Agent; Investment Related; Florida; Life, Health and Annuities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Hayes Cotter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2025 - Present

KINETIC INVESTMENT MANAGEMENT, INC.

Office #1: 6810 N. State Road 7, Coconut Creek, FL 33073

RIA

CRD#: 283034

Coconut Creek, FL

Past

February 17, 2025 - July 1, 2025

ROYAL FUND MANAGEMENT, LLC

RIA

CRD#: 144434

Coconut Creek, FL

Past

December 16, 2024 - February 19, 2025

LSF CAPITAL LLC

RIA

CRD#: 323870

FORT LAUDERDALE, FL

Past

January 26, 2012 - June 28, 2024

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

Coconut Creek, FL

Past

October 26, 2006 - January 17, 2012

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

ENCINO, CA

Past

April 13, 2005 - October 4, 2006

INTERLINK SECURITIES CORP.

CRD#: 30505

PALM BEACH, FL

Past

January 23, 2002 - October 5, 2004

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

January 3, 2002 - January 18, 2002

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

July 21, 1994 - July 7, 1995

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

October 6, 1993 - April 3, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

August 13, 1992 - July 20, 1993

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

April 22, 1992 - July 20, 1992

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

RICHMOND, VA

Past

March 1, 1990 - February 21, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

March 1, 1990 - February 21, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

May 26, 1989 - December 14, 1989

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

May 26, 1989 - December 14, 1989

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

October 5, 1988 - April 21, 1989

H. T. FLETCHER SECURITIES INCORPORATED

CRD#: 17297

Past

August 22, 1988 - October 8, 1988

BRENNAN ROSS SECURITIES, INC.

CRD#: 18363

Past

August 16, 1988 - October 8, 1988

ALLIED CAPITAL GROUP, INC.

CRD#: 13146

Past

October 7, 1987 - August 23, 1988

GRAYSTONE NASH, INC.

CRD#: 10635

Past

June 25, 1987 - October 14, 1987

F.D. ROBERTS SECURITIES, INC.

CRD#: 693

Past

May 21, 1987 - July 14, 1987

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINETIC INVESTMENT MANAGEMENT, INC.

CRD#: 283034 / SEC#: 801-118383

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

California

Registered Investment Advisory firm - (5/16/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/28/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/2/2002

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 3

Date: 3/5/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/30/2012

Investment Company Products/Variable Contracts Principal Examination

Current Firm

KINETIC INVESTMENT MANAGEMENT, INC.

CRD#: 283034 / SEC#: 801-118383

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

California

Registered Investment Advisory firm - (5/16/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

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Contact information

Main Address

633 W 5th Street Suite 1050, Los Angeles, CA 90071

Mailing Address

Phone number

(800) 711-4818

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-KINETIC INVESTMENT MANAGEMENT, INC. (9/10/2025)

Regulatory assets under management

Total Number of Accounts	2,857
AUM (Assets Under Management)	$ 348,218,341

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick H. Cotter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Hayes Cotter's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROYAL FUND MANAGEMENT, LLC

LSF CAPITAL LLC

PACIFIC SELECT DISTRIBUTORS, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

INTERLINK SECURITIES CORP.

TRUIST INVESTMENT SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

PRUCO SECURITIES, LLC.

MONY SECURITIES CORPORATION

FORTH FINANCIAL SECURITIES, CORPORATION

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

H. T. FLETCHER SECURITIES INCORPORATED

BRENNAN ROSS SECURITIES, INC.

ALLIED CAPITAL GROUP, INC.

GRAYSTONE NASH, INC.

F.D. ROBERTS SECURITIES, INC.

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

KINETIC INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2024

Series 63

Date: 5/28/1987

SIE

Date: 10/1/2018

Series 6

Date: 1/2/2002

Series 3

Date: 3/5/1999

Series 7

Date: 5/16/1987

Series 26

Date: 4/30/2012

Current Firm

KINETIC INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINETIC INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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