Keith D. Nash
Professional summary
Keith David Nash was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Keith is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Keith had worked at 6 firms, which includes OBS BROKERAGE SERVICES INC., UVEST FINANCIAL SERVICES GROUP INC., PNC BROKERAGE CORP, PARKER/HUNTER INCORPORATED, IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2008 - July 9, 2010
OBS BROKERAGE SERVICES, INC.
September 20, 1999 - October 14, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
August 30, 1995 - September 16, 1999
PNC BROKERAGE CORP
September 1, 1993 - August 10, 1995
PARKER/HUNTER INCORPORATED
October 3, 1990 - August 13, 1993
IDS LIFE INSURANCE COMPANY
October 3, 1990 - August 13, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
OBS BROKERAGE SERVICES, INC.
CRD#: 104281 / SEC#: , 8-52780
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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