Robert S. Phipps

PER STIRLING CAPITAL MANAGEMENT

Austin, TX 78746

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CRD#: 1676726

Professional summary

Robert Stirling Phipps III, who also goes by Bob Phipps, Robert Stirling Phipps, is a registered financial advisor currently at PER STIRLING CAPITAL MANAGEMENT, LLC located in Austin, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 12 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Phipps | Robert Stirling Phipps

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RJ BEE CAVES, LLC - NOT-INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE: COMMERCIAL REAL ESTATE; POSITION: MANAGING MEMBER; START DATE: 03/2013; NUMBER OF HOURS: 3 HOURS/MONTH DURING NON-TRADING HOURS. 2) SS OVERLOOK - NON-INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE; COMMERCIAL REAL ESTATE; POSITION: ORGANIZER AND MANAGER; START DATE: 11/2016; NUMBER OF HOURS: 3 HOURS/MONTH DURING NON-TRADING HOURS. 3) PER STIRLING GROUP, LLC - NON-INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746, NATURE: ENTITY USED FOR PAYING THE OPERATIONAL EXPENSES OF PER STIRLING CAPITAL MANAGEMENT, LLC; POSITION: MANAGING MEMBER; START DATE: 09/2011; NUMBER OF HOURS: 3 HOURS/MONTH DURING NON TRADING HOURS. 4) PER STIRLING PRIVATE WEALTH - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE: DBA OF PER STIRLING CAPITAL MANAGEMENT, LLC; POSITION: MANAGING MEMBER; STATE DATE: 3/2023; NUMBER OF HOURS PER MONTH: 20 TOTAL WITH 15 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Stirling Phipps III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 24, 2009 - Present

PER STIRLING CAPITAL MANAGEMENT, LLC

Office #1: 4800 Bee Caves Road, Austin, TX 78746

RIA

CRD#: 151671

Austin, TX

Past

October 27, 2011 - July 2, 2012

B.B. GRAHAM & COMPANY, INC.

CRD#: 41533

AUSTIN, TX

Past

March 9, 2010 - October 11, 2011

CHOICE INVESTMENTS, INC.

CRD#: 17665

AUSTIN, TX

Past

October 29, 2009 - December 31, 2010

CHOICE ADVISORY GROUP, INC.

RIA

CRD#: 135226

AUSTIN, TX

Past

October 9, 2008 - August 3, 2009

DIRECT CAPITAL SECURITIES, INC.

CRD#: 29639

AUSTIN, TX

Past

March 28, 2007 - September 30, 2009

CACH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 142435

AUSTIN, TX

Past

June 21, 2005 - July 3, 2006

CHOICE INVESTMENTS, INC.

RIA

CRD#: 17665

AUSTIN, TX

Past

June 21, 2005 - April 19, 2007

CHOICE ADVISORY GROUP, INC.

RIA

CRD#: 135226

AUSTIN, TX

Past

June 21, 2005 - October 1, 2008

CHOICE INVESTMENTS, INC.

CRD#: 17665

AUSTIN, TX

Past

August 27, 2003 - July 18, 2005

LUCIEN STIRLING & GRAY ADVISORY GROUP INC

RIA

CRD#: 112641

AUSTIN, TX

Past

January 21, 1993 - July 18, 2005

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION

CRD#: 30554

AUSTIN, TX

Past

February 27, 1991 - December 31, 1992

FIRST AFFILIATED SECURITIES

CRD#: 23737

LA JOLLA, CA

Past

August 5, 1988 - March 21, 1991

POST OAK CAPITAL, INC.

CRD#: 21672

Past

June 26, 1987 - August 5, 1988

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

June 26, 1987 - August 5, 1988

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PER STIRLING CAPITAL MANAGEMENT, LLC

PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC

CRD#: 151671 / SEC#: 801-70707

RIA

Registered Investment Advisory firm - (10/28/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/24/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/25/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/25/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/27/1989

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PER STIRLING CAPITAL MANAGEMENT, LLC

PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC

CRD#: 151671 / SEC#: 801-70707

RIA

Registered Investment Advisory firm - (10/28/2009 Approved)

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Contact information

Main Address

4800 Bee Caves Road, Austin, TX 78746

Mailing Address

Phone number

(512) 628-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-03-28 PSCM FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,584
AUM (Assets Under Management)	$ 1,387,216,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert S. Phipps

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Stirling Phipps III's CRS (Customer Relationship Summary).

Certified licenses

Experience

B.B. GRAHAM & COMPANY, INC.

CHOICE INVESTMENTS, INC.

CHOICE ADVISORY GROUP, INC.

DIRECT CAPITAL SECURITIES, INC.

CACH CAPITAL MANAGEMENT, LLC

CHOICE INVESTMENTS, INC.

CHOICE ADVISORY GROUP, INC.

CHOICE INVESTMENTS, INC.

LUCIEN STIRLING & GRAY ADVISORY GROUP INC

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION

FIRST AFFILIATED SECURITIES

POST OAK CAPITAL, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PER STIRLING CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2003

Series 63

Date: 6/25/1987

Series 6

Date: 6/25/1987

Series 26

Date: 4/27/1989

Current Firm

PER STIRLING CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PER STIRLING CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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