Jeffrey C. Petersen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Carlisle Petersen, AIF®, who also goes by Jeff Petersen, Jeffrey C Petersen, Jeffrey Petersen, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 5 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2000 - December 18, 2003
CARLISLE SOCIAL INVESTMENTS, LLC
January 3, 1995 - March 20, 1999
TRUSTMONT FINANCIAL GROUP, INC.
October 16, 1992 - August 2, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 16, 1989 - January 26, 1995
NEI SECURITIES CORPORATION
August 12, 1987 - February 28, 2022
PETERSEN HASTINGS WEALTH ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
