Robert E. Merwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Merwin, who also goes by Bob Merwin, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2014 - February 28, 2023
MERWIN CAPITAL MANAGEMENT LLC
August 28, 2009 - March 10, 2014
NEXT FINANCIAL GROUP, INC.
August 26, 2009 - March 10, 2014
NEXT FINANCIAL GROUP, INC.
May 30, 2008 - September 10, 2009
FIRST ALLIED SECURITIES, INC.
January 1, 2007 - August 28, 2009
FIRST ALLIED ADVISORY SERVICES, INC.
March 28, 2006 - January 3, 2007
FFP ADVISORY SERVICES INC
March 11, 1999 - May 30, 2008
FFP SECURITIES, INC.
June 11, 1990 - August 1, 1995
TRANSAMERICA SECURITIES SALES CORPORATION
June 11, 1990 - March 5, 1999
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERWIN CAPITAL MANAGEMENT LLC
CRD#: 170319 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 226 |
| AUM (Assets Under Management) | $ 55,459,458 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
