Gregory P. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Paul Green, who also goes by Gregory Green, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2006. Gregory had worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7TO, Series 6, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2023 - August 13, 2024
ALLSTATE FINANCIAL SERVICES, LLC
January 11, 2023 - July 31, 2023
CHARLES SCHWAB & CO., INC.
October 27, 2016 - December 7, 2018
ALLSTATE FINANCIAL SERVICES, LLC
November 19, 2013 - April 28, 2015
NYLIFE SECURITIES LLC
April 8, 2011 - July 5, 2011
KEELER & CO., LLC
February 16, 2010 - February 1, 2011
JAMES INVESTMENT ADVISERS, LLC
March 19, 2008 - January 26, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 19, 2008 - January 26, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 21, 2007 - February 29, 2008
MORGAN STANLEY & CO. LLC
July 27, 2007 - February 29, 2008
MORGAN STANLEY & CO. LLC
April 4, 2007 - July 24, 2007
MML INVESTORS SERVICES, LLC
October 4, 2006 - March 28, 2007
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/11/2023
General Securities Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
