Elizabeth A. Catalino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Anne Catalino, who also goes by Betty Anne Catalino, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1987. Elizabeth had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 1994 - October 9, 2012
GE INVESTMENT DISTRIBUTORS, INC
December 9, 1992 - December 20, 1993
PRIME CAPITAL SERVICES, INC.
February 16, 1990 - December 11, 1990
PRIME CAPITAL SERVICES, INC.
May 28, 1987 - March 31, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GE INVESTMENT DISTRIBUTORS, INC
CRD#: 32087 / SEC#: , 8-45710
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GE ASSET MANAGEMENT INCORPORATED | SHAREHOLDER COMMON | 105297 |
| CARROLL, WENDY JEANNE | SECRETARY | 5981481 |
| LAPORTA, JEANNE MARIE | DIRECTOR | 5946908 |
| MITCHELL, MAUREEN BRIDGET | PRESIDENT & DIRECTOR | 2717813 |
| SIMPSON, MATTHEW JULIAN | DIRECTOR | 2638052 |
| STACHE, PAUL GERARD | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, EXECUTIVE REPRESENTATIVE | 1170097 |
| TSANG, EUNICE YUEN I | FINANCIAL & OPERATIONS PRINCIPAL | 2544900 |
| ZAKRZEWSKI, MATTHEW JOSEPH | DIRECTOR | 6249027 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
