Gregory Thomas Weis
Professional Summary
Gregory Thomas Weis, who also goes by Greg Weis, is a registered financial advisor currently at LASALLE ST SECURITIES, L.L.C. located in Decorah, Iowa. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1987. Gregory has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Greg Weis
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.
Contact Information
Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131Mailing Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131Phone Number
(630) 600-0500Established
Delaware since 04/23/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
15Arbitration
4Bond
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/22/2015)
(9/18/2026)
(1/7/2022)
(5/28/2015)
(5/28/2015)
(1/7/2022)
(5/28/2015)
(1/7/2022)
(5/22/2015)
(5/28/2015)
(5/28/2015)
(5/28/2015)
(5/22/2015)
(10/28/2021)
(1/12/2022)
(1/7/2022)
(5/28/2015)
(5/22/2015)
(1/4/2017)
(5/28/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gregory Thomas Weis's CRS (Customer Relationship Summary).
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