Gregory T. Weis
Professional summary
Gregory Thomas Weis, who also goes by Greg Weis, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Decorah, Iowa.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1987. Gregory has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Thomas Weis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2015 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 403 West Water St, Decorah, IA 52101March 1, 1993 - May 14, 2015
HEARTLAND INVESTMENT ASSOCIATES, INC.
June 16, 1987 - March 5, 1993
KINGLAND CAPITAL CORPORATION
May 21, 1987 - June 9, 1987
CETERA INVESTMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2015)
(1/7/2022)
(5/28/2015)
(5/28/2015)
(1/7/2022)
(5/28/2015)
(1/7/2022)
(5/22/2015)
(5/28/2015)
(5/28/2015)
(5/28/2015)
(5/22/2015)
(10/28/2021)
(1/12/2022)
(1/7/2022)
(5/28/2015)
(5/22/2015)
(1/4/2017)
(5/28/2015)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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Company Information
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191Decorah, IA 52101TRUST BUT VERIFY
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