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Harry Bayard Schiller

CRD# 1676256·Registered 1987 - 2014
Previously Registered: Being a previously registered professional could mean that Harry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harry Bayard Schiller was a registered financial advisor. Harry was a previously registered financial advisor and started their career in finance 1987 - 2014. Harry had worked at 9 firms and has passed the Series 63, Series 7 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

SHORT-TERM CONSENSUS HOTLINE·CRD# 137635
RIA
Las Vegas, NV
November 2, 2012 - December 31, 2014
BROKERSXPRESS LLC·CRD# 127081
RIA
Walnut Creek, CA
May 9, 2006 - October 3, 2006
BROKERSXPRESS LLC·CRD# 127081
BD
Chicago, IL
May 10, 2004 - October 3, 2006
OPTIONSXPRESS, INC.·CRD# 103849
BD
Chicago, IL
January 17, 2002 - June 2, 2004
WINCHESTER INVESTMENT SECURITIES, INC.·CRD# 28543
BD
Overland Park, KS
April 22, 1993 - January 17, 2002
PORTSMOUTH FINANCIAL SERVICES·CRD# 13980
BD
San Francisco, CA
January 2, 1992 - April 15, 1993
MUTUAL SECURITIES, INC.·CRD# 13092
BD
Westlake Village, CA
August 21, 1989 - March 21, 1991
HUTCHINSON SECURITIES·CRD# 10160
BD
San Francisco, CA
March 28, 1989 - August 26, 1989
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
January 4, 1988 - January 28, 1989
RUAN SECURITIES CORPORATION·CRD# 16276
BD
May 21, 1987 - November 23, 1987

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Current Firm

SC
SHORT-TERM CONSENSUS HOTLINE

SCHILLER, HARRY BAYARD | SHORT-TERM CONSENSUS HOTLINE

CRD#: 137635

Contact Information

Main Address

Las Vegas, NV

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1987About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jul 1988About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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