Harry B. Schiller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Bayard Schiller was a registered financial advisor .
Harry is a previously registered financial advisor and started their career in finance in 1987. Harry had worked at 9 firms and has passed the Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2012 - December 31, 2014
SHORT-TERM CONSENSUS HOTLINE
May 9, 2006 - October 3, 2006
BROKERSXPRESS LLC
May 10, 2004 - October 3, 2006
BROKERSXPRESS LLC
January 17, 2002 - June 2, 2004
OPTIONSXPRESS, INC.
April 22, 1993 - January 17, 2002
WINCHESTER INVESTMENT SECURITIES, INC.
January 2, 1992 - April 15, 1993
PORTSMOUTH FINANCIAL SERVICES
August 21, 1989 - March 21, 1991
MUTUAL SECURITIES, INC.
March 28, 1989 - August 26, 1989
HUTCHINSON SECURITIES
January 4, 1988 - January 28, 1989
FIRST AFFILIATED SECURITIES, INC.
May 21, 1987 - November 23, 1987
RUAN SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHORT-TERM CONSENSUS HOTLINE
CRD#: 137635 / SEC#:
Contact information
Red Flags
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