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AQ

Arthur M. Quintero

CROWDVEST SECURITIES LLC
Hutchinson Island, FL 34949
Some features on this profile are disabled
CRD#: 1676250
AQ

Professional summary


Arthur Manlio Quintero, who also goes by Arthur Manlio Quintero Jr, is a registered financial professional currently at CROWDVEST SECURITIES LLC located in Hutchinson Island, Florida and AMERICAN TRUST INVESTMENT SERVICES, INC. located in San Clemente, California.

Arthur is registered as a RR (Registered Representative) and started their career in finance in 1987. Arthur has worked at 39 firms and has passed the Series 63, Series 52TO, Series 62, Series 79TO, Series 99TO, SIE, Series 7, Series 10, Series 9, Series 27, Series 8, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Arthur Manlio Quintero Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Arthur Manlio Quintero's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 26, 2024 - Present

CROWDVEST SECURITIES LLC

Office #1: 21 Sovereign Way, Hutchinson Island, FL 34949
BD
CRD#: 288827
Hutchinson Island, FL
Current

September 26, 2025 - Present

AMERICAN TRUST INVESTMENT SERVICES, INC.

Office #1: 910 S El Camino Real #200, San Clemente, CA 92672
BD
CRD#: 3001
San Clemente, CA
Past

November 18, 2024 - October 9, 2025

OPES BESPOKE SECURITIES LLC

BD
CRD#: 129841
NEW YORK, NY
Past

October 30, 2023 - September 24, 2024

ALPINE SECURITIES CORPORATION

BD
CRD#: 14952
Scottsdale, AZ
Past

June 3, 2019 - October 30, 2023

SCOTTSDALE CAPITAL ADVISORS CORP

BD
CRD#: 118786
SCOTTSDALE, AZ
Past

September 15, 2016 - December 18, 2018

KEY WEST INVESTMENTS, LLC

BD
CRD#: 149418
SAN GABRIEL, CA
Past

May 26, 2016 - September 14, 2016

J.H. DARBIE & CO., INC.

BD
CRD#: 43520
NEW YORK, NY
Past

January 12, 2015 - May 11, 2016

EQUINOX SECURITIES, INC.

BD
CRD#: 145790
REDLANDS, CA
Past

August 29, 2014 - January 7, 2015

ACAP FINANCIAL INC.

BD
CRD#: 7731
SALT LAKE CITY, UT
Past

December 6, 2011 - June 20, 2012

PEYTON, CHANDLER & SULLIVAN, INC.

BD
CRD#: 113517
ROCKLIN, CA
Past

May 4, 2010 - August 18, 2014

UNDERHILL SECURITIES CORP.

BD
CRD#: 148001
LAS VEGAS, NV
Past

April 17, 2009 - January 6, 2010

INTERNET SECURITIES

BD
CRD#: 102800
OAKLAND, CA
Past

January 16, 2009 - April 15, 2009

WNC CAPITAL CORPORATION

BD
CRD#: 36174
IRVINE, CA
Past

October 31, 2008 - June 11, 2009

GONOW SECURITIES, INC.

BD
CRD#: 104020
LOS ANGELES, CA
Past

September 26, 2008 - April 2, 2009

XNERGY FINANCIAL LLC

BD
CRD#: 144436
LOS ANGELES, CA
Past

November 1, 2007 - June 6, 2008

REDWOOD SECURITIES GROUP, INC.

BD
CRD#: 27536
SAN FRANCISCO, CA
Past

July 30, 2007 - January 7, 2008

DIRECT CAPITAL SECURITIES, INC.

BD
CRD#: 29639
AUSTIN, TX
Past

July 5, 2007 - June 30, 2008

PRIVATE EQUITY SECURITIES, INC.

BD
CRD#: 136817
NEWPORT BEACH, CA
Past

January 4, 2007 - October 1, 2007

MARQUIS FINANCIAL SERVICES, INC.

BD
CRD#: 20733
SANTA CLARITA, CA
Past

August 9, 2006 - October 16, 2006

PRIVATE EQUITY SECURITIES, INC.

BD
CRD#: 136817
NEWPORT BEACH, CA
Past

October 31, 2005 - December 31, 2005

NOBLETRADING.COM, INC.

BD
CRD#: 119024
NEW YORK, NY
Past

July 11, 2005 - July 5, 2007

OC SECURITIES, INC.

BD
CRD#: 133264
IRVINE, CA
Past

February 2, 2005 - March 5, 2012

WHITE PACIFIC SECURITIES, INC.

BD
CRD#: 42505
MONTEREY PARK, CA
Past

March 23, 2004 - July 5, 2004

GLOBALINK SECURITIES, INC.

BD
CRD#: 29721
PASADENA, CA
Past

February 6, 2004 - August 10, 2004

ALLEGISONE SECURITIES, INC.

BD
CRD#: 43390
NEWPORT BEACH, CA
Past

October 15, 2003 - March 18, 2005

REGENT CAPITAL GROUP, INC.

BD
CRD#: 126881
WESTLAKE VILLAGE, CA
Past

May 16, 2002 - December 3, 2002

TIMES SECURITIES, INC.

BD
CRD#: 118813
EL MONTE, CA
Past

December 6, 2001 - December 5, 2002

CAMDEN SECURITIES, INC.

BD
CRD#: 18305
LOS ANGELES, CA
Past

February 21, 2001 - July 2, 2001

JONES FINANCIAL GROUP, INC.

BD
CRD#: 47611
PARAMOUNT, CA
Past

February 18, 2000 - December 15, 2000

STOCK USA, INC.

BD
CRD#: 40687
EL CAJON, CA
Past

February 18, 2000 - August 29, 2001

ASI INVESTMENTS, INC.

BD
CRD#: 47780
BUENA PARK, CA
Past

February 3, 1997 - March 3, 1999

TRADEWAY SECURITIES GROUP, INC.

BD
CRD#: 29794
CARLSBAD, CA
Past

July 1, 1996 - January 31, 1997

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

March 10, 1994 - January 11, 1996

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

January 14, 1993 - February 11, 1994

SCOTTRADE, INC.

BD
CRD#: 8206
ST. LOUIS, MO
Past

August 27, 1992 - September 29, 1992

MULTI-BANK SECURITIES, INC.

BD
CRD#: 22098
SOUTHFIELD, MI
Past

February 5, 1991 - May 7, 1991

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

January 17, 1989 - February 14, 1991

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

July 19, 1988 - January 9, 1989

OPPENHEIMER & CO. INC.

BD
CRD#: 249
Past

May 21, 1987 - April 5, 1988

ASHTON & CO.

BD
CRD#: 609

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/28/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 1/24/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


AT
AMERICAN TRUST INVESTMENT SERVICES, INC.
AMERICAN TRUST INVESTMENT SERVICES ADVISORY | PEERSON & COMPANY, INC. | PEERSON & COMPANY INVESTMENT SERVICES | AMERICAN TRUST INVESTMENT SERVICES, INC.

CRD#: 3001 / SEC#: , 8-14394

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
910 S El Camino Real Suite 200, Whiting, IN 46394
Mailing Address
9040 Town Center Parkway, Lakewood Ranch, FL 34202
Phone number
(949) 524-2742
Established
Indiana since 12/23/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
CCIG ACQUISITION COMPANY, LLCOWNER
DEVER, JAMES FRANCISCEO1840373
KESSLER, KRISTOPHER CHARLESPRESIDENT4543640
LIPPY, IAN EDWARDCHIEF OPERATING OFFICER6037326
ONESTO, RICHARD ERNESTFINANCIAL OPERATIONS PRINCIPAL2453096
SLAVINSKY, CHARLES JOSEPHCCO/MSRB/ROP2807658

Disclosures


Regulatory Event5
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AMERICAN TRUST INVESTMENT SERVICES, INC.

CRD#: 3001Hutchinson Island, FL 34949

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