Dean J. Mandanici
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Joseph Mandanici was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1988. Dean had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2020 - June 1, 2026
TRUIST ADVISORY SERVICES, INC.
June 25, 2020 - June 1, 2026
TRUIST INVESTMENT SERVICES, INC.
December 4, 2012 - June 29, 2020
U.S. BANCORP INVESTMENTS, INC.
December 3, 2012 - June 29, 2020
U.S. BANCORP INVESTMENTS, INC.
August 5, 2010 - December 3, 2012
CITIZENS SECURITIES, INC.
August 5, 2010 - December 3, 2012
CITIZENS SECURITIES, INC.
March 19, 2008 - July 16, 2010
U.S. BANCORP INVESTMENTS, INC.
January 6, 2005 - July 16, 2010
U.S. BANCORP INVESTMENTS, INC.
February 10, 1999 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
February 10, 1999 - January 7, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 4, 1998 - January 4, 1999
METROPOLITAN LIFE INSURANCE COMPANY
August 4, 1998 - January 4, 1999
MSI FINANCIAL SERVICES, INC.
January 28, 1988 - December 23, 1994
METROPOLITAN LIFE INSURANCE COMPANY
January 28, 1988 - December 23, 1994
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
