Lawrence Principato
Professional summary
Lawrence Principato was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lawrence is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Lawrence had worked at 6 firms, which includes LT LAWRENCE & CO. INC., CORTLANDT CAPITAL CORPORATION, GKN SECURITIES CORP., D. H. BLAIR & CO. INC., F.D. ROBERTS SECURITIES INC., RANDOLPH BROWN SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 1994 - October 26, 1998
LT LAWRENCE & CO., INC.
May 21, 1993 - April 14, 1994
CORTLANDT CAPITAL CORPORATION
March 16, 1991 - May 25, 1993
GKN SECURITIES CORP.
June 27, 1988 - March 27, 1991
D. H. BLAIR & CO., INC.
June 17, 1987 - July 6, 1988
F.D. ROBERTS SECURITIES, INC.
May 29, 1987 - June 24, 1987
RANDOLPH BROWN SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
LT LAWRENCE & CO., INC.
CRD#: 31956 / SEC#: , 8-45584
Contact information
Documents
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