Louis E. Stough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Edward Stough, who also goes by Lou Stough, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1987. Louis had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2008 - April 30, 2019
RWI WEALTH MANAGEMENT, LLC
September 18, 2007 - June 24, 2019
RELIANCE WORLDWIDE INVESTMENTS, LLC
May 4, 2004 - January 31, 2005
AMERITAS INVESTMENT COMPANY, LLC
October 31, 2003 - January 31, 2005
AMERITAS INVESTMENT COMPANY, LLC
September 5, 2003 - October 31, 2003
THE ADVISORS GROUP, INC.
May 12, 2000 - March 6, 2003
FIRST COMMAND BROKERAGE SERVICES, INC.
May 27, 1987 - March 6, 2003
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RWI WEALTH MANAGEMENT, LLC
CRD#: 142975 / SEC#:
Contact information
Red Flags
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