Dale J. Pinkert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale Jeffery Pinkert, who also goes by Dale Jeffrey Pinkert, was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1987. Dale had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2000 - November 16, 2001
PEREGRINE FINANCIALS & SECURITIES, INC.
March 2, 2000 - August 4, 2000
TRADEWAY SECURITIES GROUP, INC.
June 30, 1999 - May 4, 2000
AMERICAN INCOME SECURITIES
July 3, 1995 - July 3, 1997
EQUITY PROGRAMS CORPORATION
January 2, 1992 - August 5, 1993
PRINCETON AMERICAN EQUITIES CORPORATION
May 24, 1989 - January 23, 1990
FIRST AMERICAN BILTMORE SECURITIES, INC.
November 23, 1987 - January 13, 1988
JP MICHAEL CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PEREGRINE FINANCIALS & SECURITIES, INC.
CRD#: 43992 / SEC#: , 8-50521
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
