Peter M. Gorman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Murphy Gorman, who also goes by Peter M Gorman, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2005. Peter had worked at 8 firms and has passed the Series 63, Series 65, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2022 - April 10, 2024
FORESIDE FUND SERVICES, LLC
April 12, 2019 - September 21, 2020
FORESIDE FUND SERVICES, LLC
February 3, 2017 - April 25, 2017
MARTEL CAPITAL, LLC
May 13, 2016 - August 12, 2016
YOSEMITE EXECUTION PARTNERS INC.
January 2, 2015 - August 20, 2015
FORESIDE FUND SERVICES, LLC
November 9, 2011 - January 7, 2015
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
February 1, 2010 - April 21, 2011
ALPS DISTRIBUTORS, INC.
July 23, 2008 - January 5, 2010
HATTERAS CAPITAL DISTRIBUTORS, LLC
September 9, 2005 - October 6, 2005
WEISS, PECK & GREER INVESTMENTS
July 11, 2005 - May 16, 2008
BOSTON PARTNERS SECURITIES, L.L.C.
May 19, 2005 - September 9, 2005
BOSTON PARTNERS SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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