Jeremy N. Armstrong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Niel Armstrong, who also goes by Niel Armstrong, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 1987. Jeremy had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 9, Series 14, Series 10, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2024 - July 3, 2025
FINANCIAL SENSE SECURITIES, INC.
January 3, 2014 - May 31, 2016
REGAN FINANCIAL GROUP, LLC
August 23, 2013 - February 8, 2022
PUBVEST SECURITIES, LLC
October 31, 2012 - September 19, 2018
FINANCIAL ADVISOR SELECT LLC
March 12, 2012 - December 4, 2023
GORDIAN INVESTMENTS, LLC
November 24, 2008 - February 4, 2011
HOCKING CAPITAL, LLC
March 3, 2005 - February 4, 2011
COWEN PRIME SERVICES TRADING LLC
October 22, 2002 - April 14, 2004
AVANTAX INVESTMENT SERVICES, INC.
May 31, 2002 - September 27, 2002
WELLS FARGO INVESTMENTS, LLC
May 30, 2002 - September 27, 2002
WELLS FARGO INVESTMENTS, LLC
December 1, 1999 - September 9, 2002
WELLS FARGO SECURITIES, LLC
August 26, 1999 - November 19, 1999
ROBERTSON STEPHENS, INC.
August 22, 1997 - September 1, 1998
CHARLES SCHWAB & CO., INC.
January 19, 1990 - June 16, 1997
FIDELITY BROKERAGE SERVICES LLC
December 20, 1988 - January 18, 1990
FIDELITY DISTRIBUTORS CORPORATION
July 31, 1987 - December 19, 1988
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/9/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FINANCIAL SENSE SECURITIES, INC.
CRD#: 39301 / SEC#: , 8-48630
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
