Perry A. Mcclain

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CRD#: 1675329

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Perry Alan Mcclain, who also goes by Perry Mcclain, was a registered financial professional .

Perry is a previously registered financial professional and started their career in finance in 1987. Perry had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Perry Mcclain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed insurance sales; as of 12/20/2021 5% of time spent during business hours; Conducted at branch location; Investment related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 2, 2020 - June 30, 2025

CONESTOGA WEALTH PARTNERS

RIA

CRD#: 301964

GIG HARBOR, WA

Past

April 17, 2019 - June 30, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Gig Harbor, WA

Past

April 17, 2019 - July 3, 2023

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Gig Harbor, WA

Past

January 28, 2015 - April 24, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

GIG HARBOR, WA

Past

January 28, 2015 - April 24, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

GIG HARBOR, WA

Past

December 5, 2008 - February 6, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

TACOMA, WA

Past

December 5, 2008 - February 6, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

TACOMA, WA

Past

April 2, 2007 - December 8, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

TACOMA, WA

Past

April 2, 2007 - December 8, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

TACOMA, WA

Past

December 1, 1991 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

TACOMA, WA

Past

July 27, 1987 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

TACOMA, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/15/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 12/23/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

CONESTOGA WEALTH PARTNERS

CONESTOGA WEALTH PARTNERS | CONESTOGA WEALTH PARTNERS, LLC

CRD#: 301964 / SEC#:

Washington

Registered Investment Advisory firm - (1/1/2020 Approved)

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Contact information

Main Address

3226 Rosedale St. Nw Suite 200, Gig Harbor, WA 98335

Mailing Address

Po Box 1846, Gig Harbor, WA 98335

Phone number

(253) 358-7966

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Perry A. Mcclain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/2002

Series 63

Date: 6/9/1987

SIE

Date: 10/1/2018

Series 31

Date: 5/15/2001

Series 7

Date: 5/16/1987

Series 8

Date: 12/23/1997

Current Firm

CONESTOGA WEALTH PARTNERS

Contact information

Documents

Red Flags

Company Information

CONESTOGA WEALTH PARTNERS

TRUST BUT VERIFY

Contact information

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