Daren John Deluca
Professional Summary
Daren John Deluca was a registered financial advisor. Daren was a previously registered financial professional and started their career in finance 1987 - 2001. Daren had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
ACTIVE TRADING NETWORK | OPTION TRADING NETWORK | GLOBAL FINANCIAL NETWORK | CONTINENTAL BROKER-DEALER CORP. | CONTINENTAL BROKER DEALER CORP.
Contact Information
Established
New York since 10/26/1982Firm Type
CorporationFiscal Year End
OctoberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREGORY M HASHO VOTING TRUST | GREGORY M HASHO VOTING TRUST | — |
| CHANDY, LIZY ELIZABETH | ASSISTANT DIRECTOR OF COMPLIANCE / CROP / SROP | — |
| HASHO, GREGORY MUMTAZ | SOLE BENEFICIARY OF THE GREGORY M. HASHO VOTING TRUST DATED 11/21/1995 | — |
Disclosures
Regulatory Event
12Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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