Daren J. Deluca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daren John Deluca was a registered financial professional .
Daren is a previously registered financial professional and started their career in finance in 1987. Daren had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 1996 - April 20, 2001
CONTINENTAL BROKER-DEALER CORP.
November 27, 1995 - October 24, 1996
LCP CAPITAL CORP.
May 3, 1994 - November 8, 1995
H.J. MEYERS & CO., INC.
March 31, 1993 - March 25, 1994
NETWORK 1 FINANCIAL SECURITIES INC.
April 29, 1992 - March 18, 1993
GKN SECURITIES CORP.
December 23, 1991 - April 15, 1992
LADENBURG THALMANN & CO. INC.
March 28, 1991 - September 12, 1991
CENPAC SECURITIES CORP.
July 17, 1990 - March 8, 1991
FINANCIAL EQUITIES RESOURCES, INC.
April 17, 1989 - October 19, 1990
FIRST FIDELITY CAPITAL CORP.
May 16, 1988 - September 13, 1991
MONMOUTH INVESTMENTS, INC.
November 10, 1987 - May 19, 1988
J. T. MORAN & CO., INC.
October 20, 1987 - November 19, 1987
PHILIPS, APPEL & WALDEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONTINENTAL BROKER-DEALER CORP.
CRD#: 14048 / SEC#: , 8-43159
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 15 |
Red Flags
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