Frederick J. Fiddle
Professional summary
Frederick J Fiddle is a registered financial professional currently at HUDSONWEST LLC located in Denver, Colorado.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 1987. Frederick has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick J Fiddle's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2022 - Present
HUDSONWEST LLC
Office #1: 5038 E 3rd Ave, Denver, CO 80220July 15, 2011 - December 18, 2020
BNP PARIBAS SECURITIES CORP.
May 12, 2009 - July 1, 2011
WEEDEN & CO.L.P.
July 26, 2004 - April 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 21, 1987 - April 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2022)
Exams
Series 8
Date: 12/24/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
HUDSONWEST LLC
CRD#: 304884 / SEC#: , 8-70384
Contact information
FINRA licenses (1 States and Territories)
Documents
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