Arcangel M. Darpino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arcangel Michael Darpino, who also goes by A Michael Darpino, Arcangelo Michael Darpino, Michael Darpino, Mike Darpino, was a registered financial professional .
Arcangel is a previously registered financial professional and started their career in finance in 1987. Arcangel had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2016 - January 24, 2022
LPS CAPITAL LLC
February 10, 2015 - April 13, 2016
WHITAKER SECURITIES LLC
October 3, 2011 - November 6, 2014
BGC FINANCIAL, L.P.
October 21, 2009 - October 5, 2011
TULLETT PREBON FINANCIAL SERVICES LLC
April 7, 2006 - January 2, 2008
TULLETT LIBERTY BROKERAGE INC.
May 19, 1995 - November 27, 1996
LIBERTY BROKERS
April 29, 1991 - January 2, 2008
TULLETT PREBON FINANCIAL SERVICES LLC
November 26, 1990 - May 11, 1991
FINANCIAL SQUARE PARTNERS
July 25, 1987 - November 15, 1990
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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