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JH

James Michael Hillin

CRD# 1674949·Registered 1987 - 2016
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Michael Hillin was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1987 - 2016. James had worked at 5 firms and has passed the SIE exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

BURKE & QUICK PARTNERS LLC·CRD# 153521
BD
Uniondale, NY
February 13, 2015 - January 19, 2016
DEALERWEB LLC·CRD# 19662
BD
Garden City, NY
October 11, 2011 - January 29, 2014
RAFFERTY CAPITAL MARKETS, LLC·CRD# 23682
BD
Garden City, NY
January 31, 2002 - October 7, 2011
ICAP SECURITIES USA LLC·CRD# 19739
BD
New York, NY
February 2, 1989 - January 24, 2002
INTERCAPITAL GOVERNMENT SECURITIES INC.·CRD# 19710
BD
New York, NY
July 25, 1987 - January 24, 1989

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Current Firm

B&
BURKE & QUICK PARTNERS LLC

BQ PARTNERS | BURKE & QUICK PARTNERS LLC | BURKE & QUICK PARTNERS LLC

CRD#: 153521 / SEC#: 8-68548
BD
Terminated by SEC on 08/31/2018

Contact Information

Established

New York since 03/05/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BURKE & QUICK PARTNERS HOLDINGS LLCOWNER/MEMBER—
BOYLE, JOHN FRANCISFINOP, CFO4647071
BURKE, JAMES BRIANCEO1095175
BURKE, JAMES BRIANCCO1095175

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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