Gregory Sheerins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Sheerins, who also goes by Gregory W Sheerins, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1987. Gregory had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 3, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2014 - September 27, 2017
QUASAR TRADING, LLC
June 3, 2011 - October 18, 2012
PRUCO SECURITIES, LLC.
January 23, 2007 - February 6, 2009
TD AMERITRADE, INC.
January 23, 2007 - February 6, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 22, 2007 - February 6, 2009
TD AMERITRADE, INC.
May 6, 2004 - October 6, 2005
DOMESTIC SECURITIES, INC.
October 8, 2003 - March 9, 2004
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 14, 2002 - June 27, 2003
ICAP SECURITIES USA LLC
January 24, 2001 - February 15, 2002
SUMMIT EQUITIES, INC.
November 1, 1991 - June 30, 2000
CANTOR FITZGERALD SECURITIES
July 25, 1987 - September 18, 1991
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/26/2000
Limited Representative-Equity Trader ExamCurrent Firm
QUASAR TRADING, LLC
CRD#: 151974 / SEC#: , 8-68416
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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