Terrence P. Mackell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Peter Mackell was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1987. Terrence had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2012 - October 29, 2012
CAROLINA CAPITAL MARKETS, INC.
May 10, 2006 - September 30, 2010
ATM
March 25, 2002 - June 11, 2004
CITIGROUP GLOBAL MARKETS INC.
February 12, 1997 - May 11, 1999
INTERCAPITAL GOVERNMENT SECURITIES INC.
June 25, 1990 - August 22, 1995
ICAP SECURITIES USA LLC
July 25, 1987 - June 6, 1990
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAROLINA CAPITAL MARKETS, INC.
CRD#: 38156 / SEC#: , 8-48095
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
