Jimmie D. Forrest
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jimmie Dale Forrest, who also goes by Jim D Forrest, Jim Forrest, was a registered financial professional .
Jimmie is a previously registered financial professional and started their career in finance in 1987. Jimmie had worked at 9 firms and has passed the Series 63, Series 66, Series 65, SIE, Series 22 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2019 - October 25, 2019
TEXAKOMA FINANCIAL, INC.
April 11, 2018 - June 12, 2019
TEXAKOMA FINANCIAL, INC.
May 6, 2011 - July 1, 2011
TEXAS E&P PARTNERS, INC.
March 1, 2010 - January 11, 2011
GRAND FINANCIAL, INC.
November 19, 2009 - March 1, 2010
TEXAS SECURITIES, INC.
April 28, 2008 - October 8, 2008
WELLS FARGO CLEARING SERVICES, LLC
April 14, 2008 - October 8, 2008
WELLS FARGO CLEARING SERVICES, LLC
June 16, 1993 - May 31, 1994
IFMG SECURITIES, INC.
June 5, 1992 - June 16, 1993
LEHMAN BROTHERS INC.
December 6, 1991 - May 15, 1992
EDWARD JONES
May 27, 1987 - October 5, 1987
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEXAKOMA FINANCIAL, INC.
CRD#: 16910 / SEC#: , 8-34706
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KENNEDY, DEAN RICHARD | OWNER/PRINCIPAL | 1268230 |
| BOYD, ROBYN LAUREL | PRINCIPAL FINANCIAL OFFICER | 7570200 |
| KEAVENY, JAMIE MICHAEL | EXECUTIVE VICE PRESIDENT/DIRECTOR/TREASURER | 7137725 |
| LATORRE, STEPHEN JOHN | PRESIDENT/DIRECTOR/SECRETARY | 3009003 |
| MOORE, ASHLEE ELIZABETH | PRINCIPAL OPERATIONS OFFICER | 7907461 |
| MOORE, ASHLEE ELIZABETH | CCO | 7907461 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
