Robert Micheal Heaton
CFP®Professional Summary
Robert Micheal Heaton, CFP®, who also goes by Robert Michael Heaton, is a registered financial advisor currently at CEDAR VALLEY WEALTH ADVISORS located in Cedar Falls, Iowa. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 2 firms and has passed the Series 63, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert Michael Heaton
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
CEDAR VALLEY WEALTH ADVISORS | THE HEATON HOPPES GROUP, LLC DBA CEDAR VALLEY WEALTH ADVISORS | THE HEATON HOPPES GROUP, LLC | HEATON ADAMS FINANCIAL SERVICES, LC
Contact Information
Main Address
411 Viking Road Suite A, Cedar Falls, IA 50613Phone Number
(319) 266-6507# of Employees
3SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
293AUM (Assets Under Management)
$172,545,165Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CEDAR VALLEY WEALTH ADVISORS | THE HEATON HOPPES GROUP, LLC DBA CEDAR VALLEY WEALTH ADVISORS | THE HEATON HOPPES GROUP, LLC | HEATON ADAMS FINANCIAL SERVICES, LC
State Registrations and Notice Filings
(9/17/2001)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed May 1987About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1987About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Micheal Heaton's CRS (Customer Relationship Summary).
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