RH
Robert M. Heaton
CEDAR VALLEY WEALTH ADVISORS
CEDAR FALLS, IA 50613
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CRD#: 1674580
RH
Professional summary
Robert Micheal Heaton, CFP®, who also goes by Robert Michael Heaton, is a registered financial advisor currently at CEDAR VALLEY WEALTH ADVISORS located in Cedar Falls, Iowa.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 2 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Michael Heaton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CEDAR VALLEY TAX & ACCOUNTING, LLC A NON INVESTMENT RELATED CPA FIRM LOCATED AT 411 VIKING ROAD, SUITE A, CEDAR FALLS, IA 50613. MANAGING MEMBER SINCE 07/2014. TIME SPENT IS APPROXIMATELY 20 HOURS PER MONTH DURING SECURITIES TRADING HOURS, HOWEVER, I AM READILY AVAILABLE AND IMMEDIATELY ACCESSIBLE TO INVESTMENT CLIENTS DURING THIS TIME. DUTIES INCLUDE INCOME TAX COMPLIANCE AND ADVICE AND ACCOUNTING SERVICES. TOUCHSTONE TAX & ACCOUNTING, LLC A NON INVESTMENT RELATED TAX AND ACCOUNTING FIRM LOCATED AT 411 VIKING ROAD, SUITE A, CEDAR FALLS, IA 50613. CONSULTANT SINCE 11/2022. TIME SPENT IS APPROXIMATELY 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS, HOWEVER, I AM READILY AVAILABLE AND IMMEDIATELY ACCESSIBLE TO INVESTMENT CLIENTS DURING THIS TIME. DUTIES INCLUDE INCOME TAX COMPLIANCE AND ADVICE AND ACCOUTING SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Micheal Heaton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
September 17, 2001 - Present
CEDAR VALLEY WEALTH ADVISORS
Office #1: 411 Viking Road, Suite A, Cedar Falls, IA 50613RIA
CRD#: 115511
CEDAR FALLS, IA
Past
June 8, 1987 - January 16, 1991
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CV
CEDAR VALLEY WEALTH ADVISORS
CEDAR VALLEY WEALTH ADVISORS | THE HEATON HOPPES GROUP, LLC DBA CEDAR VALLEY WEALTH ADVISORS | THE HEATON HOPPES GROUP, LLC | HEATON ADAMS FINANCIAL SERVICES, LC
CRD#: 115511 / SEC#: 801-113740
RIA
Registered Investment Advisory firm - (7/26/2018 Approved)Arizona
Registered Investment Advisory firm - (11/9/2015 Terminated)Iowa
Registered Investment Advisory firm - (10/16/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(9/17/2001)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CV
CEDAR VALLEY WEALTH ADVISORS
CEDAR VALLEY WEALTH ADVISORS | THE HEATON HOPPES GROUP, LLC DBA CEDAR VALLEY WEALTH ADVISORS | THE HEATON HOPPES GROUP, LLC | HEATON ADAMS FINANCIAL SERVICES, LC
CRD#: 115511 / SEC#: 801-113740
RIA
Registered Investment Advisory firm - (7/26/2018 Approved)Arizona
Registered Investment Advisory firm - (11/9/2015 Terminated)Iowa
Registered Investment Advisory firm - (10/16/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
411 Viking Road Suite A, Cedar Falls, IA 50613
Mailing Address
Phone number
(319) 266-6507
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 290 |
| AUM (Assets Under Management) | $ 155,007,165 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
