Thomas J. Boyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Boyle MR, who also goes by Thomas J Boyle, Thomas Joseph Boyle, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2019 - August 6, 2020
CAPITAL CITY SECURITIES, LLC
November 3, 2010 - April 5, 2011
MCDONALD PARTNERS LLC
September 28, 2010 - April 5, 2011
MCDONALD PARTNERS LLC
January 1, 2008 - September 19, 2008
INVESTMENT SERVICES, INC.
March 23, 2004 - December 31, 2005
THE O.N. EQUITY SALES COMPANY
September 27, 2000 - December 20, 2001
METROPOLITAN LIFE INSURANCE COMPANY
September 27, 2000 - December 20, 2001
MSI FINANCIAL SERVICES, INC.
March 20, 1997 - June 19, 2000
DIAMOND HILL SECURITIES, INC.
April 7, 1995 - September 16, 1996
THE HAMILTON-SHEA GROUP, INC.
August 2, 1994 - April 5, 1995
OMNI FINANCIAL SECURITIES, INC.
December 14, 1990 - July 8, 1994
KEYBANC CAPITAL MARKETS INC.
November 25, 1987 - December 17, 1990
S. J. WOLFE & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/19/2019
General Securities Representative ExaminationCurrent Firm
CAPITAL CITY SECURITIES, LLC
CRD#: 146001 / SEC#: , 8-67771
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL CITY PARTNERS, INC. | OWNER/MANAGING MEMBER | |
| CRAWFORD, TODD EDWARD | CCO | 1951009 |
| CRAWFORD, TODD EDWARD | PRESIDENT | 1951009 |
| ROLAND, JAMES MERVIN | V. P. COMPLIANCE AND OPERATIONS | 1871181 |
| ROLAND, JAMES MERVIN | OPTIONS PRINCIPAL | 1871181 |
| TOMASELLO, JAC GERARD | MP | 1749835 |
| TOMASELLO, JAC GERARD | GENERAL PRINCIPAL | 1749835 |
| TOMASELLO, JAC GERARD | FIN OP | 1749835 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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