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Thomas Cannon

CRD# 1674278·Registered 1987 - 1999
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Cannon was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1987 - 1999. Thomas had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

TRADESPOT MARKETS INC.·CRD# 29683
BD
Davie, FL
September 24, 1997 - October 1, 1999
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
June 28, 1995 - November 1, 1995
ARAGON FINANCIAL SERVICES, INC.·CRD# 16023
BD
Irvine, CA
August 4, 1994 - June 12, 1995
SIGNAL SECURITIES, INC.·CRD# 15916
BD
Fort Worth, TX
October 4, 1993 - March 1, 1994
ARAGON FINANCIAL SERVICES, INC.·CRD# 16023
BD
Irvine, CA
October 26, 1992 - September 22, 1993
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
April 9, 1990 - October 20, 1992
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
October 26, 1987 - March 27, 1990

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Current Firm

TM
TRADESPOT MARKETS INC.

BELOYAN INVESTMENT SECURITIES, INC. | TRADESPOT MARKETS INC.

CRD#: 29683 / SEC#: 8-44483
BD
Terminated by SEC on 02/06/2022

Contact Information

Established

Florida since 01/08/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BELOYAN, MARK BEDROSPRESIDENT, CHIEF COMPLIANCE OFFICER,CFO, FINOP, POO, PFO1392748
CRONUS EQUITY CAPITAL INVESTMENTS, LLC.OWNER—

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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