Sarah R. Williamson
Professional summary
Sarah R. Williamson, CFP®, CIMA®, who also goes by Sarah Rothfelder, Sarah R Williamson, is a registered financial advisor currently at FIFTH THIRD WEALTH ADVISORS LLC located in Denver, Colorado.
Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Sarah has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sarah R. Williamson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
August 19, 2025 - Present
FIFTH THIRD WEALTH ADVISORS LLC
May 23, 2013 - April 2, 2015
UBS FINANCIAL SERVICES INC.
March 22, 2013 - April 2, 2015
UBS FINANCIAL SERVICES INC.
July 4, 2011 - April 5, 2013
J.P. MORGAN SECURITIES LLC
February 5, 2001 - October 19, 2004
ERNST & YOUNG INVESTMENT ADVISERS LLP
Primary Firm SEC Registration
FIFTH THIRD WEALTH ADVISORS LLC
CRD#: 313015 / SEC#: 801-122096
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/19/2025)
(8/19/2025)
Exams
Series 2
Date: 5/1/1987
Non-Member General Securities ExaminationCurrent Firm
FIFTH THIRD WEALTH ADVISORS LLC
CRD#: 313015 / SEC#: 801-122096
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,333 |
| AUM (Assets Under Management) | $ 6,079,418,273 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 01/24/2025 | ||
| 10/27/2023 | ||
| 03/29/2023 |
Red Flags
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