Edward F. Feeney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward F Feeney, who also goes by Ed Feeney, Edward Francis Feeney, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1987. Edward had worked at 8 firms and has passed the Series 63, Series 72, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2018 - August 7, 2023
TJM INVESTMENTS, LLC
September 8, 2014 - October 5, 2018
DINOSAUR FINANCIAL GROUP, L.L.C
July 24, 2007 - May 1, 2008
MINT BROKERS
July 24, 2007 - January 17, 2013
BGC FINANCIAL, L.P.
November 12, 2004 - July 24, 2007
CANTOR FITZGERALD & CO.
January 21, 2003 - November 2, 2004
BGC FINANCIAL, L.P.
April 11, 2002 - January 22, 2003
REDWOOD BROKERAGE LLC
April 27, 2001 - May 10, 2002
CETERA WEALTH SERVICES, LLC
July 25, 1987 - January 9, 2001
TULLETT LIBERTY BROKERAGE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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