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RL

Ronald J. Lumley

TRUVESTMENTS CAPITAL LLC
Sarasota, FL 34240
Some features on this profile are disabled
CRD#: 1673760
RL

Professional summary

Ronald John Lumley, CFP®, ChFC®, CLU® is a registered financial advisor currently at TRUVESTMENTS CAPITAL LLC located in Sarasota, Florida.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Ronald has worked at 20 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

What are your service offerings?
Investment Planning
Retirement Income Management
Estate Planning
Tax Planning
Insurance Planning
Comprehensive Financial Planni...
Retirement Planning
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)RJL/INSURANCE; Sarasota, FL; Service description: Insurance Sales; Start date: 03/10/2010; Title: Manager; Duties: none; Time spent: 15/hours/month. 2)RJL Investment Group; Sarasota, FL; Service description: None-I just sweep all income and expenses from Truvestments Capital through this entity; Start date: 03/10/2010; Title: Owner; Duties: Owner; Time spent: 0%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald John Lumley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1991

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

February 15, 2018 - Present

TRUVESTMENTS CAPITAL LLC

Office #1: 5391 Lakewood Ranch Blvd N Suite #303, Sarasota, FL 34240
RIA
CRD#: 291297
Sarasota, FL
Past

February 10, 2009 - October 1, 2020

APW CAPITAL, INC.

BD
CRD#: 43814
Sarasota, FL
Past

February 2, 2009 - March 13, 2018

TRUVESTMENTS CAPITAL LLC

RIA
CRD#: 149094
SARASOTA, FL
Past

May 8, 2007 - November 17, 2008

FAMILY FINANCIAL STRATEGIES, INC.

RIA
CRD#: 122736
SARASOTA, FL
Past

March 13, 2007 - January 28, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
SARASOTA, FL
Past

February 16, 2007 - January 28, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
SARASOTA, FL
Past

January 31, 2006 - February 20, 2007

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
SARASOTA, FL
Past

December 2, 2005 - February 20, 2007

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
SARASOTA, FL
Past

February 20, 2003 - December 7, 2005

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
SARASOTA, FL
Past

December 12, 2002 - December 7, 2005

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

October 10, 2002 - November 26, 2002

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA
Past

April 9, 2002 - October 10, 2002

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

June 25, 2001 - April 9, 2002

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

October 4, 2000 - May 9, 2001

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

November 22, 1999 - December 31, 2000

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
COLUMBUS, OH
Past

February 13, 1997 - November 16, 1999

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

April 12, 1995 - September 5, 1995

FAS WEALTH MANAGEMENT SERVICES, INC.

BD
CRD#: 10164
SARASOTA, FL
Past

October 29, 1991 - March 10, 1995

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC
Past

May 13, 1991 - October 31, 1991

SOUTHEAST BANK BROKERAGE SERVICE, INC.

BD
CRD#: 14953
Past

February 2, 1990 - April 25, 1991

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

February 2, 1990 - April 25, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

August 25, 1987 - January 16, 1990

WATSON FINANCIAL SERVICES CORPORATION

BD
CRD#: 16432
Past

May 21, 1987 - July 23, 1987

IFMG SECURITIES, INC.

BD
CRD#: 14416

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRUVESTMENTS CAPITAL LLC
ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT

CRD#: 291297 / SEC#: 801-112243

RIA
Registered Investment Advisory firm - (1/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/15/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 11/15/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/20/1993
General Securities Principal Examination

Current Firm

TC
TRUVESTMENTS CAPITAL LLC
ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT

CRD#: 291297 / SEC#: 801-112243

RIA
Registered Investment Advisory firm - (1/5/2018 Approved)
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Contact information

Main Address
5391 Lakewood Ranch Blvd N Suite #303, Sarasota, FL 34240
Mailing Address
Phone number
(941) 753-3814
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRUVESTMENTS CAPITAL LLC ADV BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts2,712
AUM (Assets Under Management)$ 601,243,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUVESTMENTS CAPITAL LLC

CRD#: 291297Sarasota, FL 34240

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