Ronald R. Lenihan

SEACREST INVESTMENT MANAGEMENT

Purchase, NY 10577-2524

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CRD#: 1673704

Professional summary

Ronald R Lenihan, who also goes by Ronald Raymond Lenihan, Ronald Lenihan, is a registered financial advisor currently at SEACREST INVESTMENT MANAGEMENT, LLC located in Purchase, New York and SEACREST WEALTH MANAGEMENT, LLC located in Troy, Michigan.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Ronald has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald Raymond Lenihan | Ronald Lenihan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SEACREST INVESTMENT MANAGEMENT, LLC, INVESTMENT-RELATED , 3000 WESTCHESTER AVE. SUITE 206, PURCHASE NY 10577, RIA, PARTNER, 06/2006 2. SEACREST WEALTH MANAGEMENT, LLC, INVESTMENT-RELATED , 3000 WESTCHESTER AVE. SUITE 206, PURCHASE NY 10577, RIA, PARTNER, 04/2008 3. PKSF; INVESTMENT RELATED; 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE AND ANNUITY SALES; AGENT; 6/2018; 30 HOURS/MONTH; 30 HOURS/MONTH DURING SECURITIES HOURS; FIXED INSURANCE AND ANNUITY SALES. 4. SeaCrest Financial Services, LLC. Investment Related. 100 West Big Beaver Road, Suite 263, Troy, MI 48084. Insurance. Member. 06/2018. 4 Hrs/Mo; All During Trading Hours. Life Insurance Related Activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald R Lenihan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2007 - Present

SEACREST INVESTMENT MANAGEMENT, LLC

Office #1: 3000 Westchester Avenue Suite 206, Purchase, NY 10577-2524

RIA

CRD#: 143670

Purchase, NY

Current

November 30, 2015 - Present

SEACREST WEALTH MANAGEMENT, LLC

Office #1: 100 West Big Beaver Road Suite 200, Troy, MI 48084

RIA

CRD#: 147092

Troy, MI

Current

July 14, 2008 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 100 West Big Beaver Road Suite 200, Troy, MI 48084Office #2: 3000 Westchester Avenue Suite 206, Purchase, NY 10577

CRD#: 35747

Troy, MI

Past

January 17, 1989 - September 2, 2005

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

May 21, 1987 - January 20, 1989

J.P. MORGAN SECURITIES LLC

CRD#: 79

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(11/4/2013)

IAR

Michigan
(11/18/2016)

New York
(7/14/2008)

Ohio
(12/26/2018)

Oregon
(7/2/2018)

IAR

Texas
(5/5/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/9/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/12/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 11/3/1989

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

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Contact information

Main Address

3000 Westchester Avenue Suite 206, Purchase, NY 10577

Mailing Address

Phone number

(914) 502-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEACREST WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	3,945
AUM (Assets Under Management)	$ 1,561,182,425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Ronald R. Lenihan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald R Lenihan's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEACREST WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY & CO. LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

SEACREST WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2007

Series 63

Date: 5/9/2007

SIE

Date: 10/1/2018

Series 3

Date: 4/12/1990

Series 7

Date: 5/16/1987

Series 8

Date: 11/3/1989

FINRA

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEACREST WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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