Michael P. Brennan
Professional summary
Michael Paris Brennan, who also goes by Michael P Brennan, Michael Paris Brennan, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 19 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 6, Series 3 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Paris Brennan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2026 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206February 7, 2022 - July 7, 2023
PACIFIC SELECT DISTRIBUTORS, LLC
August 21, 2018 - February 2, 2022
MM ASCEND LIFE INVESTOR SERVICES, LLC
August 21, 2018 - February 2, 2022
MM ASCEND LIFE INVESTOR SERVICES, LLC
May 29, 2013 - March 29, 2016
CURIAN CAPITAL, LLC
May 16, 2013 - June 8, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
November 23, 2011 - October 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 2011 - October 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 3, 2009 - January 13, 2010
CHASE INVESTMENT SERVICES CORP.
November 13, 2006 - March 12, 2007
EQUITABLE ADVISORS, LLC
January 20, 2006 - April 20, 2006
JOSEPH GUNNAR & CO. LLC
September 23, 2005 - October 3, 2005
NOBLE CAPITAL MARKETS, INC.
August 6, 2004 - January 24, 2005
MND PARTNERS, INC.
April 12, 2004 - August 6, 2004
CATANIA, NEIL MICHAEL
March 25, 2004 - January 24, 2005
Z&Z SECURITIES INC.
April 1, 2003 - March 30, 2004
VDM INSTITUTIONAL BROKERAGE, LLC
March 5, 1998 - April 1, 2003
COMMERZ MARKETS LLC
February 13, 1996 - February 2, 1998
NATWEST SECURITIES CORPORATION
January 1, 1994 - January 16, 1996
COWEN EXECUTION SERVICES LLC
September 22, 1987 - January 1, 1994
EXECUTION SERVICES INCORPORATED
May 21, 1987 - September 18, 1987
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2026)
(1/16/2026)
(1/20/2026)
Exams
Series 25
Date: 9/2/2003
NYSE Trading Assistant ExaminationFINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| ROSENFELD, KEVIN | HEAD OF PRIVACORE SALES | 2989217 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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