Graydon C. Garner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Graydon Colburn Garner, CFP® was a registered financial professional .
Graydon is a previously registered financial professional and started their career in finance in 1987. Graydon had worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1990
Experience
January 5, 2017 - November 23, 2021
ADVISOR'S CAPITAL INVESTMENTS INC,
December 4, 2013 - December 31, 2014
THE LEADERS GROUP, INC.
December 3, 2013 - December 31, 2014
TLG ADVISORS, INC.
January 14, 2013 - November 26, 2013
LANDMARK GLOBAL ADVISORS LLC
December 16, 2010 - December 31, 2011
WORLD EQUITY GROUP, INC.
May 29, 2007 - December 22, 2008
SOUTHRIDGE INVESTMENT GROUP LLC
October 10, 2005 - May 31, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 15, 2003 - October 3, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 15, 2003 - October 3, 2005
OSAIC FA, INC.
October 13, 1999 - March 19, 2004
PRIME CAPITAL SERVICES, INC.
August 9, 1996 - October 21, 1999
NATHAN & LEWIS SECURITIES, INC.
December 11, 1992 - August 2, 1996
GUARDIAN INVESTOR SERVICES LLC
February 20, 1992 - December 14, 1992
TITAN/VALUE EQUITIES GROUP, INC.
September 10, 1987 - March 23, 1992
INDEPENDENT FINANCIAL SECURITIES, INC.
June 23, 1987 - September 24, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVISOR'S CAPITAL INVESTMENTS INC,
CRD#: 104811 / SEC#: 801-26679
Contact information
Regulatory assets under management
| Total Number of Accounts | 43 |
| AUM (Assets Under Management) | $ 841,000 |
Red Flags
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