William M. Reickert

INDEPENDENT FAMILY OFFICE

ALBANY, NY 12207

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CRD#: 1673416

Professional summary

William Michael Reickert is a registered financial advisor currently at INDEPENDENT FAMILY OFFICE, LLC located in Albany, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. William has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BOARD OF DIRECTORS FOR KASPIEN HOLDINGS, INC.; 1/2016; INVESTMENT-RELATED; SAME ADDRESS; MANAGING MEMBER; PROVIDES BOARD WITH FINANCIAL AND INVESTMENT EXPERTISE; 3 HOURS PER MONTH 2) PRIVATE PLACEMENT INVESTMENT VEHICLE; 4/30/2024; INVESTMENT-RELATED; SAME ADDRESS; INVESTMENT MANAGER; 1 HOUR PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Michael Reickert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2021 - Present

INDEPENDENT FAMILY OFFICE, LLC

Office #1: 677 Broadway 7th Floor, Albany, NY 12207

RIA

CRD#: 144811

ALBANY, NY

Past

January 1, 2002 - March 4, 2005

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

BALLSTON SPA, NY

Past

December 9, 1994 - December 14, 2004

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Past

July 30, 1987 - December 9, 1994

MERCER ALLIED CORPORATION

CRD#: 7829

ALBANY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDEPENDENT FAMILY OFFICE, LLC

CRD#: 144811 / SEC#: 801-74757

RIA

Registered Investment Advisory firm - (4/16/2012 Approved)

New York

Registered Investment Advisory firm - (5/31/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/5/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Current Firm

INDEPENDENT FAMILY OFFICE, LLC

CRD#: 144811 / SEC#: 801-74757

RIA

Registered Investment Advisory firm - (4/16/2012 Approved)

New York

Registered Investment Advisory firm - (5/31/2012 Terminated)

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Contact information

Main Address

677 Broadway 7th Floor, Albany, NY 12207

Mailing Address

Po Box 10879, Albany, NY 12203

Phone number

(518) 452-8050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IFO FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	206
AUM (Assets Under Management)	$ 617,830,484

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/28/2025	Cover Page	Report
02/28/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William M. Reickert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Michael Reickert's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

MERCER ALLIED CORPORATION

Primary Firm SEC Registration

INDEPENDENT FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/5/1995

Series 63

Date: 1/7/1989

Series 7

Date: 6/20/1987

Current Firm

INDEPENDENT FAMILY OFFICE, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INDEPENDENT FAMILY OFFICE, LLC

TRUST BUT VERIFY

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